Word: 10b
(lookup in dictionary)
(lookup stats)
Dates: during 1960-1969
Sort By: most recent first
(reverse)
...Wilgus '71 and others are circulating a questionnaire among Biology concentrators in order to determine how many students are having trouble finding and getting into courses they want. The questionnaire specifically asks about Bio 10b and Bio 166, two popular courses...
...courses being offered are not interesting," Wilgus said yesterday, "and the interesting ones are oversubscribed." Bio 10b, he said, had 300 applicants for 50 places, of which 42 were filled by seniors...
Under Manuel Cohen, the SEC's activist chairman since 1964, the insider has become a much more visible target. The key to the SEC's current approach is Rule 10b-5 of the 1934 act. A broadly worded regulation against fraud in trading, 10b-5 has been interpreted in the courts to mean that all investors must be guaranteed "equal access" to "material information" that might influence stock prices. In effect, it broadens the definition of insider to include anyone privy to information and requires him not to act on it before it becomes public knowledge...
There seems almost no limit to the situations that could fall under 10b-5. Speaking to security analysts in Atlanta last week, Philip A. Loomis Jr., the commission's general counsel, warned that if a company officer "by mistake or stupidity" leaves an analyst with a choice bit of inside information, the analyst ought to make it public as soon as possible. Companies, too, might face SEC investigation and possible lawsuits if their officers remain silent about important corporate developments...
...What do you think is the worst way to die?" he asked Elliott C. Small '69, who was just heading for the Quincy House dining room after a Biology 10b class...