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Under Manuel Cohen, the SEC's activist chairman since 1964, the insider has become a much more visible target. The key to the SEC's current approach is Rule 10b-5 of the 1934 act. A broadly worded regulation against fraud in trading, 10b-5 has been interpreted in the courts to mean that all investors must be guaranteed "equal access" to "material information" that might influence stock prices. In effect, it broadens the definition of insider to include anyone privy to information and requires him not to act on it before it becomes public knowledge...
...What do you think is the worst way to die?" he asked Elliott C. Small '69, who was just heading for the Quincy House dining room after a Biology 10b class...
...Philology 53 Sever 21 Comp, Literature 35b Geol. Lect. Rm. Economics 36b Harvard 1 Economics 106b Havard 3 Economics 113b Emerson A Economics 141b Littauer Aud. English 5b Emerson D English 60b Harvard 5 English 250b Widener C History 28a Emerson H Hist. of Learning 1 Sever 8 Mathematics 10b Sever 29 Mathematics 19 Sever 36 Mathematics 35 Sever 5 Philosophy 1 Harvard 5 Philosophy 4c Sever 11 Philosophy 6 Fogg Large Rm. Philosophy 12d Emerson A Philosophy 21 Sever 4 Rom. Phil. 8 (T.T. at 10) Sever 4 Scandinavian 102b (Wed. 4-6) 29 Reserviir St. Slavic 7b Sever...
Psychology 19, comparative psychology; Slavic 10b, elementary Russian; Sociology 4, social organization; Sociology 12, problems of population. for graduates there are: Chemistry 14a, natural organic products; Chemistry 50, fundamentals (not to count toward a degree); Chemistry 20d and 20g; physical chemistry...
Physics Aa and Ba, Anthropology 11a, Chemistry 11a, Chemistry 11b, Engineering Sciences 16b, English 7b and 23b, Fine Arts G, Government 25, History 30b, Philosophy 1, Physics 4a, Portuguese 3, Romantic Philology 6, Psychology 10b and 21, Slavic...