Word: broker
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Dates: during 2000-2009
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...know whether to hit the eject button on your adviser? Securities attorney Dan Solin, author of the new book Does Your Broker Owe You Money?, notes that a good adviser should have limited your risk by keeping your investments diversified. A typical portfolio of 25% bonds and 75% stocks (spread among large-cap, mid-cap and small-cap companies in various industries) is down about 12% since the beginning of 2001. If yours is down much more, that's a red flag...
...sheer crush of activity is what makes this refinance wave different from most others, leading harried bankers to make the kinds of mistakes that those of us lacking Ph.D.s rarely catch. More than ever, it's important to work with someone you trust - a mortgage broker, or possibly a lawyer to represent you - or do your own due diligence before settlement...
...before the biotech company disclosed that its new cancer drug would not be approved by the Food and Drug Administration. Stewart has denied doing anything improper. But adding to her woes last week was the guilty plea entered by Douglas Faneuil, who was an assistant to Stewart's broker at Merrill Lynch. Faneuil admitted that he had accepted gifts from the broker in exchange for withholding information from prosecutors investigating the case...
...used in connection with weapons of mass destruction, i.e. nuclear applications, missile technology, or chemical or biological weapons purposes?" Own A Piece Of The Rock Prudential Securities, one of the world's largest insurance firms, lost a class-action suit in Ohio, to 250 individual investors who accused their broker of selling stock without permission. The $261.7 million damage award is a record; Prudential says it will appeal. Who Wants To Be Employed? In a move that comments on the quality of German TV as much as on its economy, Neun Live will launch a game show this fall...
...First of all we have a tough next seven games,” Garcia said. “After college, who knows? My dad’s a stock broker. I kind of like that game...