Word: delisting
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Ever since roly-poly Howard Hopson was caught lobbying against the Public Utility Holding Company Act of 1935, nothing so delights official Washington as seeing his vast Associated Gas & Electric Co. caught off-base. SEC is trying to delist A. G. & E. stock from the New York Curb Exchange because of alleged "false and misleading" statements in its prospectus. Last week its investigation turned up a choice tidbit which SEC promptly speared...
...matters with which they became familiar while at SEC might lose its right to practice before SEC. SEC thereupon sued to enjoin former SEC Lawyer William J. Mahaney from "continuing to disclose" confidential information to his present employer, Banker L. M. Giannini, who is fighting an SEC attempt to delist the stock of Transamerica Corp. from the New York, San Francisco and Los Angeles exchanges...
Without warning, SEC had threatened to delist Transamerica stock on the charge that its registration statement contained "false and misleading statements." That all was not rosy between Banker Giannini and the New Deal was first indicated last spring when Franklin Roosevelt in his monopoly message called for "gradual separation of banks from holding com pany control." Wise old A. P. had already prepared for such a contingency year and a half ago by rearranging Transamerica's stock so it could be switched quickly to an investment trust. It was on this realignment that SEC last week cracked down with...