Word: rogen
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Dates: during 1992-1992
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Many critics, however, complain that the SEC's regulatory bark is worse than its bite. They point to a case, decided last month, involving Neil Rogen, founder and former chairman of Memory Metals, who without admitting or denying guilt agreed to a court order to settle insider-trading charges with forfeited profits and fines totaling $6 million. The SEC, though, waived the fines when Rogen said he didn't have the money to pay them...