Word: secã
(lookup in dictionary)
(lookup stats)
Dates: all
Sort By: most recent first
(reverse)
...practices on Wall Street. Today, an SEC examiner comes to do an audit with a preconceived notion that there is something illegal happening. Then he or she finds something that isn’t illegal, forms the perception that it is illegal, and ties up the firms and the SEC??s legal apparatus for years. The only people getting rich here are the lawyers...
Business School professors said that the case raises important ethical issues, but that the legal grounding of the SEC??s suit is unclear...
Goldman has denied the allegations and stated in a press release that it will “vigorously contest” the SEC??s charges...
While the number of companies and funds in which Harvard holds stock grew—Harvard reported 124 holdings in the SEC??s 13F filing, up from 107 the previous quarter—the majority of the University’s assets remain invested in emerging markets. A large portion—72 percent—of Harvard’s equities remain invested in 15 funds that track markets in countries such as China, Brazil, and South Korea...
...SEC??s proposal, a cornerstone of Chairwoman Mary L. Schapiro’s financial reform agenda, has aligned in opposition a powerful constellation of some this nation’s largest and most prestigious law firms and Fortune 500 companies, including Wachtell, Lipton, Rosen & Katz, where Law School professor and principal author of the letter John C. Coates once worked...