Word: sec
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Dates: during 1930-1939
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...Pressed its investigation of the Richard Whitney case as SEC called J. P. Morgan to the stand...
...refunding purposes, Philip Morris & Co. filed with SEC a registration statement for 77,873 shares of new preferred stock and 77,873 shares of common for conversion rights. Price of each will be determined later...
...testify at the famed Pecora investigation of 1933, a midget suddenly perched on his lap, embarrassing the famed banker mightily but making the whole proceeding so ludicrous that public opinion swung to the Morgan side. Last week when Banker Morgan and his son, Junius Spencer Morgan, went to the SEC offices in Manhattan to tell what they knew of the Richard Whitney case, the only embarrassment was the blinding flicker of photographers' bulbs. Eyes closed in resignation, J. P. Morgan took the stand for half an hour. Respectfully treated by SEC Lawyer Gerhard Gesell and evidently serene...
...SEC lawyer: "How about your responsibilities as a citizen...
...sorely mistaken everybody was in Richard Whitney was last week finally on the record in full. Day after Thomas Lamont testified, SEC Accountant J. P. Lyss revealed that he had pushed back as far as 1925 the date of Dick Whitney's first questionable actions. Mr. Lyss also itemized the total losses in the Whitney failure. When he was through testifying, the whole story of Richard Whitney's activities had been told for the first time. The story...