Word: sec
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Dates: during 1970-1979
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...members: Board Chairman Leo Jaffe; Financier Dan Lufkin; Matthew Rosenhaus, president of the company that makes Geritol and Sominex; and the new Columbia Pictures president, Francis T. Vincent. Until last week Vincent was an associate director of the Securities and Exchange Commission. Though Vincent himself was not involved, the SEC has been investigating Columbia Pictures...
Fogel's return to the academic life was successful in purely quantitative terms as he received an 'A' for his paper on regulation and the Securities and Exchange Commission (SEC...
...worked in the atmosphere they created and I was aware of what the SEC did," he said. "When the SEC was set up in '33-'34 I was able to follow all of the subsequent developments. I found a great many things to criticize...
...Believe It, third in the Kentucky Derby, to lead the way. When Believe It hung back, Cauthen moved to the front. With stopwatch precision, he then cut the pace, lulling the field into marching to his drumbeat. Affirmed ran the first half-mile in a plater-slow 47 3/5 sec., Cauthen actually managing to rate, or husband, his horse while loping on the lead. Thus, when Jorge Velasquez pushed Calumet Farm's Alydar into his stretch surge, Affirmed was rested and ready to run. Said Cauthen simply: "He came up and set his horse down in the lane...
...Arabs, including the Crown Prince of Abu Dhabi and Kamal Adham, reported to be head of the Saudi Arabian intelligence service, had bought 20% of the stock. They apparently coordinated their purchases so that nobody had more than 4.9% (5% or more would have required a report to the SEC). Without admitting any wrongdoing, Lance and others then signed an SEC consent order agreeing not to violate federal securities laws in the future...