Word: sec
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Dates: during 2000-2009
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...Harris picks up his second trying to set screen. He fouled out last night. Not a good sign so far. Stays on floor for a sec, then Wright reps...
...SEC's outgoing enforcement chief, Linda Thomsen, said Stanford promised "improbable and unsubstantiated high interest rates" allegedly earned through a unique investment strategy. The bank purportedly achieved double-digit returns on its investments during the past 15 years...
...SEC's regional director in Fort Worth, Rose Romero, said, "We are alleging a fraud of shocking magnitude that has spread its tentacles throughout the world...
Last week, Obie uncovered two Ponzis in the $30 million range. Once considered a good size, the amount now barely raises an eyebrow. The CFTC, a sister agency to the SEC, handles commodities, futures and foreign-exchange regulation and fraud. A Ponzi is a fraud in which money from new investors is used to pay off previous investors...
Read "Mary Schapiro Moves Quickly to Shake Up the SEC...