Word: sec
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Dates: during 2000-2009
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...past few weeks, Stanford, who operates Antigua-based Stanford International Bank, and his companies had fallen under the eye of the FBI, the SEC and other regulatory bodies...
...SEC action also charged the bank's chief financial officer, James Davis, as well as Laura Pendergest-Holt, chief investment officer of Stanford Financial Group. A temporary restraining order entered by U.S. District Court Judge Reed O'Connor froze Stanford's assets, and a receiver has been appointed to marshal them...
...Securities and Exchange Commission (SEC) filed charges today against high-flying Houston-based financier R. Allen Stanford for orchestrating what it calls a multibillion-dollar investment fraud of "shocking magnitude...
Earlier this week, the Securities and Exchange Commission cut a deal with Madoff, settling a civil case against him where he accepted a permanent asset freeze and agreed to the SEC's complaints against him were "established" and could not be contested. Madoff consented without "admitting or denying the allegations" that he allegedly ran the decades-long fraud under the nose of the SEC...
Harvard’s endowment—which is also invested in private equity, fixed-income bonds, and real assets not listed in the SEC 13F disclosure form—dropped at least 22 percent in the four months ending Oct. 31, Harvard officials announced in December...