Word: sec
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...dealers to show that small-order players really are harming the market. After all, these supporters contend, no marketmaker has bailed out of the dealers' association, and many Wall Street firms enjoyed record profits in the first quarter of this year. In response, the association sent the SEC a study last month that purports to show that traders using the system drove down the price of nine stocks, mostly health-care firms, during two weeks in February and March...
...Warren Christopher, SEC'Y OF STATE...
...Donna Shalala, SEC...
...blond offered to let me see her notes, but as she glanced at mine, she said she wasn't sure we were working on the same type of story. Indeed. She has things like "3 sec-violation - Lohaus." I have paranoid ravings and incoherent exclamations...
...movement by shareholders to limit executive pay is also gaining support. Stockholders at 43 companies last year submitted proposals to limit executive pay, and that number is expected to double this year. Even the Securities and Exchange Commission is cracking down. Under new SEC rules, companies must provide, in their annual report to shareholders, some value for the stock options granted to executives. "Executives have been praying for this issue to cool down," says Graef ("Bud") Crystal, a leading compensation consultant. "But it's not, and they're going to stay on the hot seat...