Word: statement
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Dates: during 2000-2009
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...case against Bank of America - the one that was settled, but could now be revived - involves lying on a proxy statement. The good news for Lewis is that proxy fraud generally has lower penalties than regular securities fraud. The bad news is that the bar for proving that one lied on a proxy statement is much lower than for general securities fraud. In proxy fraud, the prosecution just has to prove that Lewis was negligent in not including certain information. The SEC does not have to prove, as is the case in regular securities fraud, that Lewis orchestrated a scheme...
...York's Cuomo does have the authority to bring criminal cases involving securities violations under the Martin Act, which gives the attorney general of New York the power to prosecute financial fraud. And it is not unheard of for executives to go to jail for lying on a proxy statement. In the 1970s, in a famous Wall Street fraud case, the chief executive of National Student Marketing was sentenced to 18 months in jail for lying about the finances of a company National Student Marketing was acquiring. Yet Cuomo has typically stuck to bringing civil charges against executives and companies...
...Open-access journals and closed-access journals operate in exactly the same way with the exception of their business models,” Computer Science Professor Stuart M. Shieber ’81, the faculty director of the Office for Scholarly Communication at Harvard, wrote in an e-mailed statement. Even under the open-access model, authors generally must pay fees to publishers. This has led some professors to worry that the economic downturn will keep lesser-known authors from publishing due to higher fees that may be implemented to offset costs, according to John Saylor, an associate librarian...
...more noise.”“I expect to hear lots of ‘eureka!’s and off-the-wall comments about angular momentum and the Schrodinger equation and such,” wrote associate head tutor David Morin in an e-mail statement. “You know, the usual things that come up when physics students get together.”All students who normally have access to Jefferson during the day can enter the study. During night hours, the space will be open to those with card access to the Jefferson...
...that may have brought him into contact with Le, who used mice in her research. "His supervisor reports that nothing in the history of his employment at the university gave an indication that his involvement in such a crime might be possible," said Yale president Richard Levin in a statement to the campus community Sept. 17. (Read about the science of catching a killer...